Sue “Veneer”: Why Even Good Advisors Get Sued
2019 NAPA 401(k) Summit Las Vegas, NV April 7, 2019
EPCRS: Whats in it for the Plan Sponsor
Mistakes happen and in the case of 401(k) plans, even a “foot fault” in plan operation can be disastrous, resulting in the loss of the plans tax-favored status
followed by substantial fees including taxes, interest, and penalties. ankfully, the IRS recognizes this and created the Employee Plans Compliance Resolution System (EPCRS).… Read More
Retirement Plan Legislative and Regulatory Update
TD Ameritrade 2019 LINC National Conference San Diego, CA February 8, 2019
Legislative and Regulatory Changes to 401k Plans
It is a given—the 401(k) rules are constantly changing. 2018 was no di erent and as can be expected, there were several changes throughout 2018 which impacted 401(k)
plans. Below is a summary of the changes—some of which require plan amendments; others do not.… Read More