The Latest Trends in Plan Sponsor ERISA Litigation
2019 401(k) Excel: The Advisors’ Conference Dallas, TX October 29, 2019
Intro to Travel Hacking: Maximizing Airline and Hotel Points
2019 401(k) Excel: The Advisors’ Conference Dallas, TX October 28, 2019
SEC Faces Second Lawsuit Over Reg BI, this Time from Fee Only Financial Planners
The XY Planning Network and a fee only financial planner based in New York City (who is a member of XYPN) filed a lawsuit seeking to have Reg BI vacated. This is the second lawsuit brought against the SEC regarding … Read More
States Sue the SEC to Stop Reg BI…My Initial Thoughts
As I fly home this morning* from the great State of New York, I have read the 38 page complaint filed by eight states against the SEC regarding Reg BI. People have been asking me for my initial impressions…so here … Read More
How to Optimize Your Points, Hotel Stays and Improve Your Overall Travel Experience
In this podcast, I discuss my favorite hobby of travel hacking. The podcast covers the basics of what travel hacking is and how best to step in slowly to the hobby. Ultimately a bunch of tips are offered on how … Read More
401(k) Self Directed Brokerage Accounts: Fiduciary Considerations
401(k) Self Directed Brokerage Accounts: Fiduciary Considerations, 401(k) Fridays Podcast with Rick Unser This episode is a follow on conversation to an episode a few months ago where we talked about the operational aspects of self-directed brokerage accounts in workplace … Read More
Impacts of a Changing Environment: A Legislative, Regulatory, and Fiduciary Update
J.P. Morgan 2019 Defined Contribution Summit New York, NY May 22, 2019
ERISA Litigation Update for Plan Sponsors
Cambridge Retirement Plan Summit Charlotte, NC May 16, 2019
Advisor Compliance Case Studies
Cambridge Retirement Plan Summit Charlotte, NC May 15, 2019
Best Practices for ERISA Small and Large Plan Fiduciaries
Private Plan Sponsor Event Honolulu, HI July 9, 2019